Senior Manager, Communications Surveillance Controls
hace 2 semanas
We are seeking a highly skilled and experienced professional to lead our Global Communications Surveillance team. As a Senior Manager, Communications Surveillance Controls, you will be responsible for overseeing the execution of Global Communications Supervision Procedures on behalf of Global Banking Markets (GBM) Internal Controls.
Key Responsibilities- Lead a team of Senior Analysts in the execution of Global Communications Supervision Procedures, ensuring compliance with governing regulations, internal policies, and procedures.
- Champion a customer-focused culture and leverage broader Bank relationships, systems, and knowledge to drive business success.
- Maintain expert knowledge of GBM products, Communication Surveillance upstream and downstream workflows, Bank processes, policies, procedures, and applications related to Global Communications Supervision Procedures.
- Assist management in executing high-risk regulatory and operational controls, ensuring applicable documentation is up-to-date in accordance with Global Communications Supervision Procedures.
- Coordinate the execution of GBM Communication Supervision Procedures, supervising reviews of Flagged Alerts for potential non-compliant behaviors and lack of compliance with Bank policies.
- 3-5 years of experience in market abuse in capital markets.
- Experience in managing a team and strong problem-solving, critical thinking, and negotiating skills.
- Strong written and verbal skills, with the ability to prepare documentation and interact effectively with other Bank departments.
- Good accountability and time-management skills, with a thorough knowledge of Bank's regulations, policies, procedures, operations, and functions.
- Working knowledge of the roles and responsibilities of Global Banking & Markets business units and related business functions across Canadian & International Banking units.
- AMV experience in managing a team.
- Strong proficiency in Excel.
- Solid understanding of the financial and capital markets services industry, with particular emphasis on multinational and corporate clients/operations.
- Prior experience conducting communication surveillance would be highly desirable.
We offer a competitive salary and benefits package, as well as opportunities for professional growth and development. If you are a motivated and experienced professional looking for a new challenge, please submit your application.
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