Senior Analyst, IT SOX Compliance
hace 2 días
Responsibilities Conduct and coordinate IT audits: Plan and execute internal system audits and risk assessments for SOX-relevant IT applications. Test controls: Perform walkthroughs and testing of IT General Controls (ITGCs) and IT Application Controls (ITACs) to ensure the design and operating effectiveness of controls. Identify and document any deficiencies. Manage documentation: Develop and maintain detailed documentation, including process narratives, flowcharts, risk control matrices, and testing workpapers. Coordinate with auditors: Act as a liaison with internal and external auditors, facilitating audit requests, managing evidence gathering, and communicating findings. Support remediation efforts: Collaborate with IT and business process owners to ensure timely and effective remediation of identified control deficiencies. Assess risk: Evaluate new processes, systems, and policies for their impact on the SOX program, and identify potential risks and control gaps. Promote awareness: Provide training and guidance to control owners and IT staff on SOX compliance requirements and best practices. Monitor regulatory changes: Stay informed of changes in SOX regulations, auditing standards (such as PCAOB), and frameworks (such as COBIT) to ensure ongoing compliance. Drive process improvements: Assist in streamlining compliance processes and identifying opportunities for greater efficiency and automation. Education A bachelor's degree in accounting, finance, management information systems, or a related field. Professional certifications like CPA, CIA, or CISA are a plus. Experience Previous experience (3 to 7 years suggested) in IT audit, internal controls testing, or SOX compliance, either in-house or with a public accounting firm. Technical Knowledge Strong working knowledge of IT general controls (ITGCs), IT application controls (ITACs), and IT risk management. Frameworks: Familiarity with IT governance and control frameworks such as COBIT and COSO. Communication: Excellent verbal and written communication skills with the ability to effectively interact with technical and non-technical stakeholders at all levels. Skills Strong analytical and problem-solving abilities, high attention to detail, and the ability to manage multiple priorities under time pressure. #J-18808-Ljbffr
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Senior IT SOX Compliance Strategist
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hace 7 días
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