Senior Analyst, PTMM Monitoring

hace 3 meses

Bogotá, Colombia Scotiabank A tiempo completo

 

 

 

ID de la solicitud: 208196

Estamos comprometidos a invertir en nuestros colaboradores y ayudarles a continuar su carrera profesional en ScotiaGBS
 

Purpos

Support GBM Internal Control - PTMM pre trade mid mark Monitoring globally ensuring execution and delivery in compliance with governing regulations, internal policies and procedures.

 

Accountabilities
  • Champion a customer focused culture to deepen client relationships and leverage broader Bank relationships, systems, and knowledge.
  • Implement procedures, processes, training for first line monitoring and testing controls related to the provision of pre-trade mid-market prices/marks (“PTMM”) provided to in-scope US Persons under CFTC External Business Conduct requirements for OTC derivative products;
  • Support CFTC OTC Derivatives trade reconstruction testing the Bank’s ability for recordkeeping and retention of pre trade execution records and ability to provide information to CFTC within 72 hours, when requested.  
  • Prepare for regulatory reviews and requests. This will include working with Trading Management, Compliance, Legal, Finance, Technology and GRM in determining the adequacy of information to be provided. Review materials to ensure accuracy, integrity, and completeness; 
  • Understand how the Bank’s risk appetite and risk culture should be considered in day-to-day activities and decisions.
  • Actively pursues effective and efficient operations of their respective areas in accordance with Scotiabank’s Values, its Code of Conduct and the Global Sales Principles, while ensuring the adequacy, adherence to and effectiveness of day-to-day business controls to meet obligations with respect to operational, compliance, AML/ATF/sanctions and conduct risk.
  • Champions a high-performance environment and contributes to an inclusive work environment.
  • Other duties and projects as may be assigned from time to time.

 

Dimensions

 

  • Global Banking and Markets contributes ~30% to Scotiabank net income;
  • The incumbent is expected to maintain an in-depth knowledge of operational conditions throughout the applicable Business Lines and the state of regulatory matters, be able to resolve issues of non-compliance and to escalate issues promptly that are deemed to be serious, or have broad impact;
  • The incumbent should be able, on his/her own initiative, to resolve issues, and also recognize the need to involve his/her supervisor/s and/or Subject Matter Experts when required.
  • This role requires successful completion of the National Futures Association Swaps Proficiency Requirement (SPR) within 90 days of assuming the role.

 

Education / Experience

 

  • At least two years’ experience in a Capital Markets Compliance, Operations, Trading or Operational Risk rol.
  • Good understanding of capital markets OTC derivatives.
  • Strong written and verbal communications and inter-personal skills.
  • Excellent command of English (reading, writing, and speaking skills).
  • Intermediate-advance level of excel.

 

 

#Li-Hybrid


Ubicación(s):  Colombia : Bogota : Bogota

ScotiaGBS forma parte del grupo de empresas de Scotiabank ubicado en Bogotá, Colombia, y fue creado para apoyar diversos procesos del Banco y el desarrollo y ejecución de sus servicios globales. Ofrecemos un entorno de trabajo inclusivo y positivo, además de ventajas competitivas.

En ScotiaGBS, valoramos las habilidades y experiencias únicas que cada persona aporta y nos hemos comprometido a crear y mantener un entorno inclusivo y accesible para todos. Los candidatos deben postularse directamente en línea si desean ser tomados en cuenta para este puesto. Agradecemos a todos los candidatos por su interés en esta oportunidad profesional en ScotiaGBS; sin embargo, solo contactaremos a quienes hayan sido seleccionados para una entrevista.

Nota: Todos los puestos que se publican en me@Scotiabank estarán disponibles durante al menos 5 días.
 

  • Senior Analyst, PTMM Monitoring

    hace 1 mes

    Bogotá, Colombia Scotiabank A tiempo completo

    Internal Posting Description Purpos Support GBM Internal Control - PTMM pre trade mid mark Monitoring globally ensuring execution and delivery in compliance with governing regulations, internal policies and procedures. Accountabilities Champion a customer focused culture to deepen client relationships and leverage broader Bank relationships,...

  • Senior Analyst, PTMM Monitoring

    hace 2 meses

    Bogotá, Colombia Scotiabank A tiempo completo

    Purpose Support GBM Internal Control - PTMM pre-trade mid mark Monitoring globally ensuring execution and delivery in compliance with governing regulations, internal policies and procedures. Accountabilities Champion a customer focused culture to deepen client relationships and leverage broader Bank relationships, systems, and knowledge. ...

  • Senior Analyst, Ptmm Monitoring

    hace 3 meses

    Bogotá, Cundinamarca, Colombia Scotiabank A tiempo completo

    **ID de la solicitud**: 208196 Estamos comprometidos a invertir en nuestros colaboradores y ayudarles a continuar su carrera profesional en ScotiaGBS **_ Purpos_** Support GBM Internal Control - PTMM pre trade mid mark Monitoring globally ensuring execution and delivery in compliance with governing regulations, internal policies and...

  • Senior Analyst, Ptmm Monitoring

    hace 2 meses

    Bogotá, Cundinamarca, Colombia Scotiabank A tiempo completo

    **ID de la solicitud**: 208196 Estamos comprometidos a invertir en nuestros colaboradores y ayudarles a continuar su carrera profesional en ScotiaGBS **_ Purpos_** Support GBM Internal Control - PTMM pre trade mid mark Monitoring globally ensuring execution and delivery in compliance with governing regulations, internal policies and...

  • Senior Analyst, Ptmm Monitoring

    hace 2 meses

    Bogotá, Cundinamarca, Colombia Scotiabank A tiempo completo

    **ID de la solicitud**: 208198 Estamos comprometidos a invertir en nuestros colaboradores y ayudarles a continuar su carrera profesional en ScotiaGBS Internal Posting Description **_ Purpos_** Support GBM Internal Control - PTMM pre trade mid mark Monitoring globally ensuring execution and delivery in compliance with governing regulations, internal...

  • Senior Analyst, PTMM Monitoring

    hace 2 meses

    Bogotá, Colombia Scotiabank A tiempo completo

    ID de la solicitud: 208196Estamos comprometidos a invertir en nuestros colaboradores y ayudarles a continuar su carrera profesional en ScotiaGBS. Purpose Support GBM Internal Control - PTMM pre trade mid mark Monitoring globally ensuring execution and delivery in compliance with governing regulations, internal policies and procedures. ...

  • Monitoring Analyst

    hace 3 meses

    Bogotá, Cundinamarca, Colombia Panagora Group A tiempo completo

    **Job Information**: Number of Positions - 1Project/Activity - MELSAIndustry - USAIDCity - BogotaState/Province - Bogota, D.C.Country - ColombiaZip/Postal Code - 110111HIghest Level of Education - Bachelor's DegreeWork Experience - 5-7 years- Panagora Group is a small U.S. business that provides Monitoring, Evaluation and Learning technical and advisory...

  • Monitoring Analyst

    hace 3 meses

    Bogotá, Cundinamarca, Colombia Panagora Group LLC A tiempo completo

    Panagora Group is a small U.S. business that provides Monitoring, Evaluation and Learning technical and advisory services for USAID/Colombia and its Activities. The Monitoring, Evaluation, and Learning Short-Term Activity (MELSA) provides the Mission with technical and advisory services to facilitate informed decision-making on the management of...

  • Compliance Monitoring Analyst Colombia

    hace 3 meses

    Bogotá, Cundinamarca, Colombia Sezzle A tiempo completo

    **Job Title**: Compliance Monitoring Analyst **Location**: Remote, Colombia **About Sezzle**: Sezzle is a cutting-edge fintech company dedicated to financially empowering the next generation. With only one in three millennials owning a credit card and the majority lacking their desired credit scores, Sezzle addresses these challenges through a payment...

  • Third Party Monitoring Analyst, Third Party

    hace 4 meses

    Bogotá, Cundinamarca, Colombia Tetra Tech A tiempo completo

    **Project Summary**: This five-year Third-Party Monitoring and Evaluation Project will establish increased access to independent, impartial information on the outputs, progress, quality, challenges, and successes of selected humanitarian assistance projects. This project will provide a comprehensive range of verification, monitoring, and evaluation services...

  • Enhanced Monitoring Analyst

    hace 2 semanas

    Bogotá, Colombia Scotiabank A tiempo completo

    **ID de la solicitud**: 208534 Estamos comprometidos a invertir en nuestros colaboradores y ayudarles a continuar su carrera profesional en ScotiaGBS **Purpose** Contributes to the success of the execution of the Enhanced Monitoring Program for Global Operations and supporting Business Lines with the aim of reducing the risk associated with insider threat...

  • Enhanced Monitoring Analyst

    hace 3 meses

    Bogotá, Cundinamarca, Colombia Scotiabank A tiempo completo

    **ID de la solicitud**: 208534 Estamos comprometidos a invertir en nuestros colaboradores y ayudarles a continuar su carrera profesional en ScotiaGBS **Purpose** Contributes to the success of the execution of the Enhanced Monitoring Program for Global Operations and supporting Business Lines with the aim of reducing the risk associated with insider threat...

  • Enhanced Monitoring Analyst

    hace 1 mes

    Bogotá, Colombia Scotiabank A tiempo completo

    Purpose Contributes to the success of the execution of the Enhanced Monitoring Program for Global Operations and supporting Business Lines with the aim of reducing the risk associated with insider threat and allowing an effective monitoring of insiders while ensuring individual goals, plans, and initiatives are executed and delivered in support of the...

  • Enhanced Monitoring Analyst

    hace 4 semanas

    Bogotá, Colombia Scotiabank A tiempo completo

    Purpose Contributes to the success of the execution of the Enhanced Monitoring Program for Global Operations and supporting Business Lines with the aim of reducing the risk associated with insider threat and allowing an effective monitoring of insiders while ensuring individual goals, plans, and initiatives are executed and delivered in support of the...

  • Enhanced Monitoring Analyst

    hace 3 meses

    Bogotá, Colombia Scotiabank A tiempo completo

       ID de la solicitud: 208534Estamos comprometidos a invertir en nuestros colaboradores y ayudarles a continuar su carrera profesional en ScotiaGBS PurposeContributes to the success of the execution of the Enhanced Monitoring Program for Global Operations and supporting Business Lines with the aim of reducing the risk associated with insider threat and...

  • Data Analyst

    hace 1 mes

    Bogotá, Cundinamarca, Colombia Sezzle A tiempo completo

    **Data Analyst - Risk Management and Monitoring** **Company** Sezzle is a leading financial technology company dedicated to empowering consumers by offering flexible payment options and innovative shopping experiences. Our "buy now, pay later" platform enables millions of customers to make responsible purchases, manage payments, while driving growth for...

  • Cybersecurity Expert

    hace 1 mes

    Bogotá, Bogotá D.E., Colombia Scotiabank A tiempo completo

    At Scotiabank, we're committed to investing in our employees and helping them continue their career journey.About the RoleThe Cybersecurity Analyst is a critical member of our Threat Monitoring & Response (TMR) team, responsible for monitoring, detecting, and escalating identified threats. This role requires strong analytical skills, attention to detail, and...

  • Risk Hub Senior Analyst C12- Bogota

    hace 2 semanas

    Bogotá, Colombia Citi A tiempo completo

    The Risk Hub Senior Analyst is a developing professional role. Deals with most problems independently and has some latitude to solve complex problems. Integrates in-depth specialty area knowledge with a solid understanding of industry standards and practices. Good understanding of how the team and area integrate with others in accomplishing the objectives of...

  • Sr Developer Analyst

    hace 1 semana

    Bogotá, Colombia Buscojobs Colombia A tiempo completo

    Hoy Data Analyst, Risk Reporting & Analytics Bogotá, Bogota D.C. Scotiabank We are committed to investing in our employees and helping you continue your career at ScotiaTech. Purpose: Contributes to the overall success of the Risk Reporting & Analytics for Global HR Techno... Vulnerability & Compliance Senior Business Analyst Bogotá, Bogota...

  • Senior Consumer Insights Analyst

    hace 1 mes

    Bogotá, Bogotá D.E., Colombia NielsenIQ A tiempo completo

    About the RoleWe are seeking a highly motivated and detail-oriented Senior Consumer Insights Analyst to join our team. As a key member of our organization, you will play a crucial role in delivering actionable insights that drive business growth.