Compliance Assurance Senior Analyst

Serves as a compliance independent assurance senior analyst for Independent Compliance Risk Management (ICRM)’s Compliance Independent Assessment (CIA) team responsible for assessing compliance risks and controls implemented by Citi’s first and second line of defense. The CIA Sr. Analyst performs risk-based testing of Citi’s compliance risks in order to assess the design and effectiveness of key controls, reporting, and escalates any violations of laws or breaches of policy identified while consistently validating the adequacy of measures used to address reported issues. **Responsibilities**: - Develops, implements, and executes compliance testing/ monitoring, continuous testing, and reporting programs for a component of a product line, function, or legal entity in accordance with CIA Plan. - Participates in the planning, executing, and reporting of compliance testing/ monitoring reviews and compliance and regulatory issue validation activities for a component of a product line, function, or legal entity within an assigned region in accordance with CIA Plan. - Performs compliance controls testing, transactional testing, or compliance controls monitoring activities based on the pre-defined testing plan and reports any findings to the CIA Management team as necessary and documents them accordingly. - Utilizes innovative compliance testing/ monitoring solutions including Data Analytics to enhance the value and efficiency of compliance-related activities to address emerging risks. - Develops effective and collaborative relationships with stakeholders within and outside the CIA function and outside stakeholders, such as business and technology process owners, and Internal Audit Function - Promoting knowledge sharing and promulgation of best practices across ICRM and the business. - Informing CIA management significant compliance matters that require their attention or action. - Additional duties as assigned. **Qualifications**: - 5-8 years of experience, preferably with experience in Compliance/ Audit Reviews, Markets business, Volcker, Swap Dealer or Counterparty Trading & Risk - Knowledge of Compliance laws, rules, regulations, risks and typologies - Experience with auditing principles including audit planning, risk assessments, development of risks and controls matrices, processes and controls design assessments, controls operating effectiveness testing, transactional testing, and reporting activities. - Experience in planning, executing, and reporting on compliance testing/ monitoring reviews and regulatory issue validation activities. - Extensive global compliance and audit related experience, and strong knowledge of business processes. - Exhibit project management, interpersonal, sound decision making, and intuitive thinking skills. - Understanding of relevant rules, laws, regulations, and specific regulatory requirements. - Strong interpersonal skills for building strong relationships with stakeholders and engaging teams. - Effectiveness in working within a large scale and complex matrix organization is essential. - Excellent oral communication and writing skills in interacting with non-executives and executive management and across a number of multiple business lines and control functions. - Recommends appropriate and pragmatic appropriate solutions to risk and control issues. - Applies knowledge of key regulations to influence audit scope. - Develops effective line management relationships to ensure strong understanding of the business. - Must be a self-starter, flexible, innovative, and adaptive. - Works collaboratively with regional and global partners in other functional units.; ability to navigate a complex organization. - Knowledge in area of focus - Fluent in English **Education**: - Bachelor’s degree or equivalent experience - Experience in compliance, internal or external auditing, legal or other control-related function in the financial services firm, regulatory organization, or legal/consulting firm, or a combination thereof; experience in area of focus; - Advanced degree or relevant certification a plus.**Job Family Group**: Compliance and Control - **Job Family**: Testing - **Time Type**: Full time - Citi is an equal opportunity and affirmative action employer. Qualified applicants will receive consideration without regard to their race, color, religion, sex, sexual orientation, gender identity, national origin, disability, or status as a protected veteran. View the "**EEO is the Law**" poster. View the **EEO is the Law Supplement**. View the **EEO Policy Statement**. View the **Pay Transparency Posting